John Seely Brown
Allan Collins
Paul Duguid
Situated Cognition and the Culture of Learning
© 1996 by Educational Technology Publica-tions,
Inc., Englewood Cliffs, New Jersey 07632
Abstract
Many teaching practices implicitly assume that
conceptual knowledge can be abstracted from the situations in
which it is learned and used. This article argues that this assumption
inevitably limits the effectiveness of such practices. Drawing
on recent research into cognition as it is manifest in everyday
activity, the authors argue that knowledge is situated, being
in part a product of the activity, context, and culture in which
it is developed and used. They discuss how this view of knowledge
affects our understanding of learning, and they note that conventional
schooling too often ignores the influence of school culture on
what is learned in school. As an alternative to conventional practices,
they propose cognitive apprenticeship (Collins, Brown,
& Newman, in press), which honors the situated nature of knowledge.
They examine two examples of mathematics instruction that exhibit
certain key features of this approach to teaching.
Introduction
The breach between learning and use, which
is captured by the folk categories "know what" and "know
how," may well be a product of the structure and practices
of our education system. Many methods of didactic education assume
a separation between knowing and doing, treating knowledge as
an integral, self-sufficient substance, theoretically independent
of the situations in which it is learned and used. The primary
concern of schools often seems to be the transfer of this substance,
which comprises abstract, decontextualized formal concepts. The
activity and context in which learning takes place are thus regarded
as merely ancillary to learning pedagogically useful, of course,
but fundamentally distinct and even neutral with respect to what
is learned.
Recent investigations of learning, however,
challenge this separating of what is learned from how it is learned
and used.[1] The activity in which knowledge is developed and deployed,
it is now argued, is not separable from or ancillary to learning
and cognition. Nor is it neutral. Rather, it is an integral part
of what is learned. Situations might be said to co-produce knowledge
through activity. Learning and cognition, it is now possible to
argue, are fundamentally situated.
In this paper, we try to explain in a deliberately
speculative way, why activity and situations are integral to cognition
and learning, and how different ideas of what is appropriate learning
activity produce very different results. We suggest that, by ignoring
the situated nature of cognition, education defeats its own goal
of providing usable, robust knowledge. And conversely, we argue
that approaches such as cognitive apprenticeship (Collins,
Brown, & Newman, in press) that embed learning in activity
and make deliberate use of the social and physical context are
more in line with the understanding of learning and cognition
that is emerging from research.
Situated Knowledge and Learning
Miller and Gildea's (1987) work on vocabulary
teaching has shown how the assumption that knowing and doing can
be separated leads to a teaching method that ignores the way situations
structure cognition. Their work has described how children are
taught words from dictionary definitions and a few exemplary sentences,
and they have compared this method with the way vocabulary is
normally learned outside school.
People generally learn words in the context
of ordinary communication. This process is startlingly fast and
successful. Miller and Gildea note that by listening, talking,
and reading, the average 17-year-old has learned vocabulary at
a rate of 5,000 words per year (13 per day) for over 16 years.
By contrast, learning words from abstract definitions and sentences
taken out of the context of normal use, the way vocabulary has
often been taught, is slow and generally unsuccessful. There is
barely enough classroom time to teach more than 100 to 200 words
per year. Moreover, much of what is taught turns out to be almost
useless in practice. They give the following examples of students'
uses of vocabulary acquired this way:
Me and my parents correlate, because without
them I wouldn't be here.
I was meticulous about falling off the cliff
Mrs. Morrow stimulated the soup.[2]
Given the method, such mistakes seem unavoidable.
Teaching from dictionaries assumes that definitions and exemplary
sentences are self-contained "pieces" of knowledge.
But words and sentences are not islands, entire unto themselves.
Language use would involve an unremitting confrontation with ambiguity,
polysemy, nuance, metaphor, and so forth were these not resolved
with the extralinguistic help that the context of an utterance
provides (Nunberg, 1978).
Prominent among the intricacies of language
that depend on extralinguistic help are indexical words-words
like I, here, now, next, tomorrow, afterwards, this. Indexical
terms are those that "index" or more plainly point to
a part of the situation in which communication is being conducted.[3]
They are not merely context-sensitive; they are completely context-dependent.
Words like I or now, for instance, can only
be interpreted in the context of their use. Surprisingly, all
words can be seen as at least partially indexical (Barwise &
Perry, 1983).
Experienced readers implicitly understand that
words are situated. They, therefore, ask for the rest of the sentence
or the context before committing themselves to an interpretation
of a word. And they go to dictionaries with situated examples
of usage in mind.
The situation as well as the dictionary supports the interpretation.
But the students who produced the sentences listed had no support
from a normal communicative situation. In tasks like theirs, dictionary
definitions are assumed to be self-sufficient. The extralinguistic
props that would structure, constrain, and ultimately allow interpretation
in normal communication are ignored.
Learning from dictionaries, like any method
that tries to teach abstract concepts independently of authentic
situations, overlooks the way understanding is developed through
continued, situated use. This development, which involves complex
social negotiations, does not crystallize into a categorical definition.
Because it is dependent on situations and negotiations, the meaning
of a word cannot, in principle, be captured by a definition, even
when the definition is supported by a couple of exemplary sentences.
All knowledge is, we believe, like language.
Its constituent parts index the world and so are inextricably
a product of the activity and situations in which they are produced.
A concept, for example, will continually evolve with each new
occasion of use, because new situations, negotiations, and activities
inevitably recast it in a new, more densely textured form. So
a concept, like the meaning of a word, is always under construction.
This would also appear to be true of apparently well-defined,
abstract technical concepts. Even these are not wholly definable
and defy categorical description; part of their meaning is always
inherited from the context of use.
Learning and Tools
To explore the idea that concepts are both
situated and progressively developed through activity, we should
abandon any notion that they are abstract, self-contained entities.
Instead, it may be more useful to consider conceptual knowledge
as, in some ways, similar to a set of tools.[4] Tools share several
significant features with knowledge: They can only be fully understood
through use, and using them entails both changing the user's view
of the world and adopting the belief system of the culture in
which they are used.
First, if knowledge is thought of as tools,
we can illustrate Whitehead's (1929) distinction between the mere
acquisition of inert concepts and the development of useful, robust
knowledge. It is quite possible to acquire a tool but to be unable
to use it. Similarly, it is common for students to acquire algorithms,
routines, and decontextualized definitions that they cannot use
and that, therefore, lie inert. Unfortunately, this problem is
not always apparent. Old-fashioned pocket knives, for example,
have a device for removing stones from horses' hooves. People
with this device may know its use and be able to talk wisely about
horses, hooves, and stones. But they may never betray or even
recognize that they would not begin to know how to use this implement
on a horse. Similarly, students can often manipulate algorithms,
routines, and definitions they have acquired with apparent competence
and yet not reveal, to their teachers or themselves, that they
would have no idea what to do if they came upon the domain equivalent
of a limping horse.
People who use tools actively rather than just
acquire them, by contrast, build an increasingly rich implicit
understanding of the world in which they use the tools and of
the tools themselves. The understanding, both of the world and
of the tool, continually changes as a result of their interaction.
Learning and acting are interestingly indistinct, learning being
a continuous, life-long process resulting from acting in situations.
Learning how to use a tool involves far more
than can be accounted for in any set of explicit rules. The occasions
and conditions for use arise directly out of the context of activities
of each community that uses the tool, framed by the way members
of that community see the world. The community and its viewpoint,
quite as much as the tool itself, determine how a tool is used.
Thus, carpenters and cabinet makers use chisels differently. Because
tools and the way they are used reflect the particular accumulated
insights of communities, it is not possible to use a tool appropriately
without understanding the community or culture in which it is
used.
Conceptual tools similarly reflect the cumulative
wisdom of the culture in which they are used and the insights
and experience of individuals. Their meaning is not invariant
but a product of negotiation within the community. Again, appropriate
use is not simply a function of the abstract concept alone. It
is a function of the culture and the activities in which the concept
has been developed. Just as carpenters and cabinet makers use
chisels differently, so physicists and engineers use mathematical
formulae differently. Activity, concept, and culture are interdependent.
No one can be totally understood without the other two. Learning
must involve all three. Teaching methods often try to impart abstracted
concepts as fixed, well-defined, independent entities that can
be explored in prototypical examples and textbook exercises. But
such exemplification cannot provide the important insights into
either the culture or the authentic activities of members of that
culture that learners need.
To talk about academic disciplines, professions,
or even manual trades as communities or cultures will perhaps
seem strange. Yet communities of practitioners are connected by
more than their ostensible tasks. They are bound by intricate,
socially constructed webs of belief, which are essential to understanding
what they do (Geertz, 1983). The activities of many communities
are unfathomable, unless they are viewed from within the culture.
The culture and the use of a tool act together to determine the
way practitioners see the world; and the way the world appears
to them determines the culture's understanding of the world and
of the tools. Unfortunately, students are too often asked to use
the tools of a discipline without being able to adopt its culture.
To learn to use tools as practitioners use them, a student, like
an apprentice, must enter that community and its culture. Thus,
in a significant way, learning is, we believe, a process of enculturation.
Learning and Enculturation
Enculturating may, at first, appear to have
little to do with learning. But it is, in fact, what people do
in learning to speak, read, and write, or becoming school children,
office workers, researchers, and so on. From a very early age
and throughout their lives, people, consciously or unconsciously,
adopt the behavior and belief systems of new social groups. Given
the chance to observe and practice in situ the behavior
of members of a culture, people pick up relevant jargon, imitate
behavior, and gradually start to act in accordance with its norms.
These cultural practices are often recondite and extremely complex.
Nonetheless, given the opportunity to observe and practice them,
people adopt them with great success. Students, for instance,
can quickly get an implicit sense of what is suitable diction,
what makes a relevant question, what is legitimate or illegitimate
behavior in a particular activity. The ease and success with which
people do this (as opposed to the intricacy of describing what
it entails) belie the immense importance of the process and obscures
the fact that what they pick up is a product of the ambient culture
rather than of explicit teaching.
Too often the practices of contemporary schooling
deny students the chance to engage the relevant domain culture,
because that culture is not in evidence. Although students are
shown the tools of many academic cultures in the course of a school
career, the pervasive cultures that they observe, in which they
participate, and which some enter quite effectively are the cultures
of school life itself. These cultures can be unintentionally antithetical
to useful domain learning. The ways schools use dictionaries,
or math formulae, or historical analyses are very different from
the ways practitioners use them (Schoenfeld, in press). Thus,
students may pass exams (a distinctive part of school cultures)
but still not be able to use a domain's conceptual tools in authentic
practice.
This is not to suggest that all students of
math or history must be expected to become professional mathematicians
or historians, but to claim that in order to learn these subjects
(and not just to learn about them) students need much more than
abstract concepts and self-contained examples. They need to be
exposed to the use of a domain's conceptual tools in authentic
activity to teachers acting as practitioners and using these
tools in wrestling with problems of the world. Such activity can
tease out the way a mathematician or historian looks at the world
and solves emergent problems. The process may appear informal,
but it is nonetheless full-blooded, authentic activity that can
be deeply informative-in a way that textbook examples and declarative
explanations are not.
Authentic Activity
Our case so far rests on an undefined distinction
between authentic and school activity. If we take learning to
be a process of enculturation, it is possible to clarify this
distinction and to explain why much school work is inauthentic
and thus not fully productive of useful learning.
The activities of a domain are framed by its
culture. Their meaning and purpose are socially constructed through
negotiations among present and past members. Activities thus cohere
in a way that is, in theory, if not always in practice, accessible
to members who move within the social framework. These coherent,
meaningful, and purposeful activities are authentic, according
to the definition of the term we use here. Authentic activities,
then, are most simply defined as the ordinary practices of the
culture.
This is not to say that authentic activity
can only be pursued by experts. Apprentice tailors (Lave, 1988a),
for instance, begin by ironing finished garments (which tacitly
teaches them a lot about cutting and sewing). Ironing is simple,
valuable, and absolutely authentic. Students of Palincsar and
Brown's (1984) reciprocal teaching of reading may read elementary
texts, but they develop authentic strategies that are recognized
by all readers. The students in Miller and Gildea's study, by
contrast, were given a strategy that is a poor extrapolation of
experienced readers' situated use of dictionaries.
School activity too often tends to be hybrid,
implicitly framed by one culture, but explicitly attributed to
another. Classroom activity very much takes place within the culture
of schools, although it is attributed to the culture of readers,
writers, mathematicians, historians, economists, geographers,
and so forth. Many of the activities students undertake are simply
not the activities
of practitioners and would not make sense or be endorsed by the
cultures to which they are attributed. This hybrid activity, furthermore,
limits students' access to the important structuring and supporting
cues that arise from the context. What students do tends to be
ersatz activity.>
Archetypal school activity is very different
from what we have in mind when we talk of authentic activity,
because it is very different from what authentic practitioners
do. When authentic activities are transferred to the classroom,
their context is inevitably transmuted; they become classroom
tasks and part of the school culture. Classroom procedures, as
a result, are then applied to what have become classroom tasks.
The system of learning and using (and, of course, testing) thereafter
remains hermetically sealed within the self-confirming culture
of the school. Consequently, contrary to the aim of schooling,
success within this culture often has little bearing on performance
elsewhere.
Math word problems, for instance, are generally
encoded in a syntax and diction that is common only to other math
problems. Thus the word problems of a textbook of 1478 are instantly
recognizable today (Lave, 1988c). But word problems are as foreign
to authentic math practice as Miller and Gildea's example of dictionary
learning is to the practices of readers and writers. By participating
in such ersatz activities, students are likely to misconceive
entirely what practitioners actually do. As a result, students
can easily be introduced to a formalistic, intimidating view of
math that encourages a culture of math phobia rather than one
of authentic math activity.
In the creation of classroom tasks, apparently
peripheral features of authentic tasks-like the extralinguistic
supports involved in the interpretation of communication-are often
dismissed as "noise" from which salient features can
be abstracted for the purpose of teaching. But the context of
activity is an extraordinarily complex network from which practitioners
draw essential support. The source of such support is often only
tacitly recognized by practitioners, or even by teachers or designers
of simulations. Classroom tasks, therefore, can completely fail
to provide the contextual features that allow authentic activity.
At the same time, students may come to rely, in important but
little noticed ways, on features of the classroom context, in
which the task is now embedded, that are wholly absent from and
alien to authentic activity. Thus, much of what is learned in
school may apply only to the ersatz activity, if it was learned
through such activity.
Activities of Students, Practitioners, and
Just Plain Folks
The idea that most school activity exists in
a culture of its own is central to understanding many of the difficulties
of learning in school. Jean Lave's ethnographic studies of learning
and everyday activity (1988b) reveal how different schooling is
from the activities and culture that give meaning and purpose
to what students learn elsewhere. Lave focuses on the behavior
of JPFs (just plain folks) and records that the ways they learn
are quite distinct from what students are asked to do.
Three categories primarily concern us here:
JPFs, students, and practitioners. Put most simply, when JPFs
aspire to learn a particular set of practices, they have two apparent
options. First, they can enculturate through apprenticeship. Becoming
an apprentice doesn't involve a qualitative change from what JPFs
normally do. People enculturate into different communities all
the time. The apprentices' behavior and the JPFs' behavior can
thus be thought of as pretty much the same.[5]
The second, and now more conventional, option
is to enter a school as a student. Schools, however, do seem to
demand a qualitative change in behavior. What the student is expected
to do and what a JPF does are significantly different. The student
enters the school culture while ostensibly being taught something
else. And the general strategies for intuitive reasoning, resolving
issues, and negotiating meaning that people develop through everyday
activity are superseded by the precise, well-defined problems,
formal definitions, and symbol manipulation of much school activity.
We try to represent this discontinuity in Table
1, which compares salient features of JPF, practitioner, and putative
student behavior.
This table is intended mainly to make apparent
that, in our terms, there is a great similarity between JPFs'
and practitioners' activity. Both have their activities situated
in the cultures in which they work, within which they negotiate
meanings and construct understanding. The issues and problems
that they face arise out of, are defined by, and are resolved
within the constraints of the activity they are pursuing.
Lave's work (1988b) provides a good example
of a JPF engaged in authentic activity using the context in which
an issue emerged to help find a resolution. The example comes
from a study of a Weight Watchers class, whose participants were
preparing their carefully regulated meals under instruction.
In this case they were to fix a serving
of cottage cheese, supposing the amount laid out for the meal
was three-quarters of the two-thirds cup the program allowed.
The problem solver in this example began the task muttering that
he had taken a calculus course in college.... Then after a pause
he suddenly announced that he had got it!" From then on he
appeared certain he was correct, even before carrying out the
procedure. He filled a measuring-cup two-thirds full of cottage
cheese, dumped it out on the cutting board, patted it into a circle,
marked a cross on it, scooped away one quadrant, and served the
rest.
Thus, "take three-quarters of two-thirds
of a cup of cottage cheese" was not just the problem statement
but also the solution to the problem and the procedure for solving
it. The setting was part of the calculating process and the solution
was simply the problem statement, enacted with the setting. At
no time did the Weight Watcher check his procedure against a paper
and pencil algorithm, which would have produced 3/4 cup x 2/3
cup = 1/2 cup. Instead, the coincidence of the problem, setting,
and enactment was the means by which checking took place. (p.
165)
| Table 1. JPF, Practitioner, and Student Activity |
|   |
JPF's |
Students |
Practitioners |
| reasoning with: |
causal stories |
laws |
causal models |
| acting on: |
situations situations |
symbols |
conceptual |
| resolving: |
emergent problems and dilemmas |
well-defined problems |
ill-defined problems |
| producing: |
negotiable meaning and socially constructed understanding |
fixed meaning and immutable concepts constructed understanding |
negotiable meaning and socially |
The dieter's solution path was extremely expedient
and drew on the sort of inventiveness that characterizes the activity
of both JPFs and practitioners. It reflected the nature of the
activity, the resources available, and the sort of resolution
required in a way that problem solving that relies on abstracted
knowledge cannot.
This inventive resolution depended on the dieter
seeing the problem in the particular context, which itself was
embedded in ongoing activity. And this again is characteristic
of both JPFs and experts. The dieter's position gave him privileged
access to the solution path he chose. (This problem accounts for
the certainty he expressed before beginning his calculation.)
He was thus able to see the problem and its resolution in terms
of the measuring cup, cutting board, and knife. Activity-tool-culture
(cooking-kitchen utensils-dieting) moved in step throughout this
procedure because of the way the problem was seen and the task
was performed. The whole micro-routine simply became one more
step on the road to a meal.[6] Knowing and doing were interlocked
and inseparable.
This sort of problem solving is carried out
in conjunction with the environment and is quite distinct from
the processing solely inside heads that rnany teaching practices
implicitly endorse. By off-loading part of the cognitive task
onto the environment, the dieter automatically used his environment
to help solve the problem. His actions were not in any way exceptional;
they resemble many ordinary working practices. Scribner (1984)
records, for instance, how complex calculations can be performed
by practitioners using their environment directly. In the case
she studied, dairy loaders used the configuration of crates they
were filling and emptying almost like an elaborate abacus. Nor
are such problem solving strategies limited to the physical or
social environment. This sort of reliance on situations can be
seen in the work of physicists, who see "through" formulae
by envisioning a physical situation, which then provides support
for inferences and approximations (deKleer & Brown, 1984).
Hutchins (in press) study of intricate collaborative naval navigation
records the way people distribute the burden across the environment
and the group as well. The resulting cognitive activity can then
only be explained in relation to its context. "[W]hen the
context of cognition is ignored," Hutchins observes, "it
is impossible to see the contribution of structure in the environment,
in artifacts, and in other people to the organization of mental
processes.
Instead of taking problems out of the context
of their creation and providing them with an extraneous framework,
JPFs seem particularly adept at solving them within the framework
of the context that produced them. This allows JPFs to share the
burdens of both defining and solving the problem with the task
environment as they respond in "real time." The adequacy
of the solution they reach becomes apparent in relation to the
role it must play in allowing activity to continue. The problem,
the solution, and the cognition involved in getting between the
two cannot be isolated from the context in which they are embedded.
Even though students are expected to behave
differently, they inevitably do behave like the JPFs they are
and solve most of their problems in their own situated way. Schoenfeld
(in press) describes mathematics students using well-known but
unacknowledged strategies, such as the position of a problem in
a particular section of the book (e.g., the first questions at
the end of chapters are always simple ones, and the last usually
demand concepts from earlier chapters) or the occurrence of a
particular word in the problem (e.g., "left" signals
a subtraction problem), to find solutions quickly and efficiently.
Such ploys indicate how thoroughly learners really are situated,
and how they always lean on whatever context is available for
help. Within the practices of schooling this can obviously be
very effective. But the school situation is extremely specialized.
Viewed from outside, where problems do not come in textbooks,
a dependency on such school-based cues makes the learning extremely
fragile.
Furthermore, though schooling seeks to encourage
problem solving, it disregards most of the inventive heuristics
that students bring to the classroom. It thus implicitly devalues
not just individual heuristics, which may be fragile, but the
whole process of inventive problem solving. Lave (1988s) describes
how some students feel it necessary to disguise effective strategies
so that teachers believe the problems have been solved in the
approved way.
Structuring Activity
Authentic activity, as we have argued, is important
for learners, because it is the only way they gain access to the
standpoint that enables practitioners to act meaningfully and
purposefully. It is activity that shapes or hones their tools.
How and why remain to be explained. Activity also provides experience,
which is plainly important for subsequent action. Here, we try
to explain some of the products of activity in terms of idiosyncratic
"indexicalized" representations.
Representations arising out of activity cannot
easily (or perhaps at all) be replaced by descriptions. Plans,
as Suchman argues (1987), are distinct from situated actions.
Most people will agree that a picture of a complex machine in
a manual is distinctly different from how the machine actually
looks. (In an intriguing way you need the machine to understand
the manual, as much as the manual to understand the machine.)
The perceptions resulting from actions are a central feature in
both learning and activity. How a person perceives activity may
be determined by tools and their appropriated use. What they perceive,
however, contributes to how they act and learn. Different activities
produce different indexicalized representations, not equivalent,
universal ones. And, thus, the activity that led to those representations
plays a central role in learning.
Representations are, we suggest, indexicalized
rather in the way that language is. That is to say, they are dependent
on context. In face-to-face conversations, people can interpret
indexical expressions (containing such words as I, you, here,
now, that, etc.), because they have access to the indexed
features of the situation, though people rarely notice the significance
of the surroundings to their understanding. The importance of
the surroundings becomes apparent, however, when they try to hold
similar conversations at a distance. Then indexical expressions
become problematic until ways are found to secure their interpretation
by situating their reference (see, for instance, Rubin, 1980,
on the difference between speech and writing).
Perhaps the best way to discover the importance
and efficiency of indexical terms and their embedding context
is to imagine discourse without them. Authors of a collaborative
work such as this one will recognize the problem if they have
ever discussed the paper over the phone. "What you say here"
is not a very useful remark. Here in this setting needs
an elaborate description (such as "page 3, second full paragraph,
fifth sentence, beginning...") and can often lead to conversations
at cross purposes. The problem gets harder in conference calls
when you becomes as ambiguous as here is unclear.
The contents of a shared environment make a central contribution
to conversation.
When the immediacy of indexical terms is replaced
by descriptions, the nature of discourse changes and understanding
becomes much more problematic. Indexical terms are virtually transparent.
They draw little or no attention to themselves. They do not necessarily
add significantly to the difficulty of understanding a proposition
in which they occur, but simply point to the subject under discussion,
which then provides essential structure for the discourse. Descriptions,
by comparison, are at best translucent and at worst opaque, intruding
emphatically between speakers and their subjects. The audience
has first to focus on the descriptions and try to interpret them
and find what they might refer to. Only then can the proposition
in which they are embedded be understood. (However elaborate,
a description does not merely replace the indexical word.) The
more elaborate the description is in an attempt to be unambiguous,
the more opaque it is in danger of becoming. And in some circumstances,
the indexical term simply cannot be replaced (Perry, 1979).
Knowledge, we suggest, similarly indexes the
situation in which it arises and is used. The embedding circumstances
efficiently provide essential parts of its structure and meaning.
So knowledge, which comes coded by and connected to the activity
and environment in which it is developed, is spread across its
component parts, some of which are in the mind and some in the
world much as the final picture on a jigsaw is spread across its
component pieces.
As Hutchins (in press), Pea (1988), and others
point out, the structure of cognition is widely distributed across
the environment, both social and physical. And we suggest that
the environment, therefore, contributes importantly to indexical
representations people form in activity. These representations,
in turn, contribute to future activity. Indexical representations
developed through engagement in a task may greatly increase the
efficiency with which subsequent tasks can be done, if part of
the environment that structures the representations remains invariant.
This is evident in the ability to perform tasks that cannot be
described or remembered in the absence of the situation. Recurring
features of the environment may thus afford recurrent sequences
of actions. Memory and subsequent actions, as knots in handkerchiefs
and other aides memoirs reveal, are not context-independent
processes. Routines (Agre, 1985) may well be a product of this
sort of indexicalization. Thus, authentic activity becomes a central
component of learning.
One of the key points of the concept of indexicality
is that it indicates that knowledge, and not just learning, is
situated. A corollary of this is that learning methods that are
embedded in authentic situations are not merely useful; they are
essential.
Learning Through Cognitive Apprenticeship
We have been working toward a conception of
human learning and reasoning that, we feel, is important for school
practices to honor. Though there are many innovative teachers,
schools, and programs that act otherwise, prevalent school practices
assume, more often than not, that knowledge is individual
and self-structured, that schools are neutral with respect to
what is learned, that concepts are abstract, relatively fixed,
and unaffected by the activity through which they are acquired
and used, and that JPF behavior should be discouraged.
Cognitive apprenticeship (Collins, Brown, &
Newman, in press), whose mechanisms we have, to some extent, been
trying to elucidate, embraces methods that stand in contradistinction
to these practices. Cognitive apprenticeship methods try to enculturate
students into authentic practices through activity and social
interaction in a way similar to that evident-and evidently successful-in
craft apprenticeship. In this section, we examine briefly two
examples of mathematics teaching in an attempt to illustrate how
some of the characteristics of learning that we have discussed
can be honored in the classroom. We use examples from mathematics
in part because that is where some of the most innovative work
in teaching can be found. But we firmly believe that this sort
of teaching is not just possible in mathematics.
Schoenfeld's Teaching of Problem Solving
Schoenfeld's teaching of problem solving (1985,
in press) deliberately attempts to generate mathematical practice
and to show college students how to think mathematically about
the world, how to see the world through mathematicians' eyes,
and, thus, how to use the mathematician's tools. His approach
goes well beyond simply giving students problem-solving strategies.
Much more importantly, it provides students with the opportunity
to enter the culture of mathematical practice.
Schoenfeld's students bring problems to class
that he and they investigate mathematically. His students can
witness and participate in spontaneous mathematical thinking and
see mathematics as a sense-ma king pursuit. This approach is distinctive
because, before graduate school, few students get the opportunity
to see their teachers engaged in mathematical practice, yet the
students are expected to understand the nature of that practice.
In one case (Schoenfeld, in press), he and
his class faced the problem of the magic square (see Figure 1).
Though the problem is relatively straightforward, the collaborative
work involved in solving it and, importantly, in analyzing the
solution helped reveal to the class the way mathematicians look
at problems. The class worked collectively through a number of
strategies, which, on reflection, they recognized as more general
and more powerful mathematical ideas. In discussing whether 9
can go in the center of the square, they developed the ideas of
"focusing on key points that give leverage," and "exploiting
extreme cases. Although Schoenfeld may appear to be teaching
strategy rather than subject matter, he was, more fundamentally,
building with his class a mathematical belief system around his
own and the class's intuitive responses to the problem.
Can you place the digits 1, 2, 3, 4, 5, 6,
7, 8, 9 in the box below, so that the sum of the digits along
each row, each column, and each diagonal is the same? The completed
box is called a magic square.
Note: From
Schoenfeld, in press.
Figure 1. The Magic Square
Problem.
As an indication that Schoenfeld's class was
working in the culture of mathematics, not in the culture of schooling,
he did not have the students stop at what, in culture of school
practice, would mark the end: an answer.
Are we done? In most mathematics classes
the answer is "yes." Early in the semester, my students
all say "yes," expecting me to go on to another problem.
My answer, however, is a resounding "no." in most classes,
so-called "problems" are exercises; you are done when
you've shown that you've mastered the relevant technique by getting
the answer. (Schoenfeld, in press)
His class's goal, by contrast, was to understand
the mathematical nature of magic square, and it was in part by
doing this that the belief system was exemplified. The class explored
other possible magic squares and discovered general principles
(e.g., an algebraic form for describing the squares). It also
led to some further generalizable mathematical strategies that
are less commonly seen in classroom practice, such as working
forward from an initial solution; using systematic generating
procedures; having more than one way to solve a problem. Schoenfeld
is consistently careful to emphasize that all such strategies
are illustrated in action, developed by the class, not declared
by the teacher. In his classes, the belief system is instilled
in the only way it can be, through practice in which the students
actively take part.
Lampert's Teaching of Multiplication
Lampert (1986) also involves her students in
mathematical exploration, which she tries to make continuous with
their everyday knowledge. She has devised methods for teaching
mathematics to fourth grade students that lead from students'
implicit understanding of the world beyond the classroom, through
activity and social construction in the culture, to the sort of
robust learning that direct teaching of algorithms usually fails
to achieve.
She starts teaching multiplication, for example,
in the context of coin problems, because in the community of fourth
grade students, there is usually a strong, implicit, shared understanding
of coins. Next, the students create stories for multiplication
problems, drawing on their implicit knowledge to delineate different
examples of multiplication. Then, Lampert helps them toward the
abstract algorithm that everyone learns for multidigit multiplication,
in the context of the coin problems and stories the community
has created. Thus, the method presents the algorithm as one more
useful strategy to help them resolve community problems.
The first phase of teaching starts with simple
coin problems, such as "using only nickels and pennies, make
82 cents." With such problems, Lampert helps her students
explore their implicit knowledge. Then, in the second phase, the
students create stories for multiplication problems (see Figure
2). They perform a series of decompositions and discover that
there is no one, magically "right" decomposition decreed
by authority, just more and less useful decompositions whose use
is judged in the context of the problem to be solved and the
interests of the problem solvers.
Dan, please scan from original, p.. 36
Note: From
Lampert, 1986.
Figure 2. Story Problems for Teaching Multiplication.
The third phase of instruction gradually introduces
students to the standard algorithm, now that such an algorithm
has a meaning and a purpose in their community. The students'
procedure parallels the story problems they had created. Eventually
they find ways to shorten the process, and they usually arrive
at the standard algorithm, justifying their findings with the
stories they created earlier.
Through this method, students develop a composite
understanding of four different kinds of mathematical knowledge:
(a) intuitive knowledge, the kind of shortcuts people invent
when doing multiplication problems in authentic settings; (b)
computational knowledge, the basic algorithms that are
usually taught; (c) concrete knowledge, the kind of concrete
models of the algorithm associated with the stories the students
created; and (d) principled knowledge, the principles
such as associativity and commutativity that underlie the algorithmic
manipulations of numbers. Lampert tries to inculcate an inseparable
understanding of these kinds of knowledge and the connections
between them, and thus to bridge the huge gap that emerges from
much conventional teaching between conceptual knowledge and problem
solving activity between, as we characterized them at the beginning,
knowing and doing.
This approach fosters procedures that are characteristic
of cognitive apprenticeship:
By beginning with a task embedded in a
familiar activity, it shows the students the legitimacy of their
implicit knowledge and its availability as scaffolding in apparently
unfamiliar tasks.
By pointing to different decompositions,
it stresses that heuristics are not absolute, but assessed with
respect to a particular task and that even algorithms can be assessed
in this way.
By allowing students to generate their
own solution paths, it helps make them conscious, creative members
of the culture of problem-solving mathematicians. And, in enculturating
through this activity, they acquire some of the culture's tools--a
shared vocabulary and the means to discuss, reflect upon, evaluate,
and validate community procedures in a collaborative process.
Schoenfeld's approach differs principally in
its strong emphasis on exposing students to the authentic ways
of thinking of a culture and its conceptual viewpoint, as much
as to its subject matter.
Figure 3 shows how, in the terms of cognitive
apprenticeship, we can represent the progress of the students
from embedded activity to general principles of the culture. In
this sequence, apprenticeship and coaching in a domain begin by
providing modeling in situ and scaffolding for students to get
started in an authentic activity. As the students gain more
Dan, please scan from original, p. 38
Figure 3. Students' Progress from
Embedded Activity to Generality.
self-confidence and control, they move into
a more autonomous phase of collaborative learning, where they
begin to participate consciously in the culture. The social network
within the culture helps them develop its language and the belief
systems and promotes the process of enculturation. Collaboration
also leads to articulation of strategies, which can then be discussed
and reflected on. This, in turn, fosters generalizing, grounded
in the students' situated understanding. From here, students can
use their fledgling conceptual knowledge in activity, seeing that
activity in a new light, which in turn leads to the further development
of the conceptual knowledge.
In language learning, for instance, the original
frail understanding of a word is developed and extended through
subsequent use and social negotiation, though each use is obviously
situated. Miller and Gildea (1987) describe two stages of this
process. The first, in which people learn the word and assign
it a semantic category (e.g., the word olive is first assigned
to the general category of color words), is quickly done. The
second, in which distinctions within this semantic category (e.g.,
between olive and other colors) are explored as the word occurs
again and again, is a far more gradual process, which "may
never be completely finished" (p. 95). This second phase
of word learning corresponds to the development through activity
of all conceptual knowledge. The threadbare concepts that initially
develop out of activity are gradually given texture as they are
deployed in different situations.
Apprenticeship and Cognition
The development of concepts out of and through
continuing authentic activity is the approach of cognitive apprenticeship-a
term closely allied to our image of knowledge as a tool. Cognitive
apprenticeship supports learning in a domain by enabling students
to acquire, develop, and use cognitive tools in authentic domain
activity. Similarly, craft apprenticeship enables apprentices
to acquire and develop the tools and skills of their craft through
authentic work at and membership in their trade. Through this
process, apprentices enter the culture of practice. So the term
apprenticeship helps to emphasize the centrality of activity
in learning and knowledge and highlights the inherently context
dependent, situated, and enculturating nature of learning. And
apprenticeship also suggests the paradigm of situated modeling,
coaching, and fading (Collins, Brown, & Newman, in press),
whereby teachers or coaches promote learning, first by making
explicit their tacit knowledge or by modeling their strategies
for students in authentic activity. Then, teachers and colleagues
support students' attempts at doing the task. And finally they
empower the students to continue independently. The progressive
process of learning and enculturation perhaps argues that Increasingly
Complex Microworlds (see Burton, Brown, & Fischer, 1984)
can be replaced by increasing complex enculturating environments.
Cognitive emphasizes
that apprenticeship techniques actually reach well beyond the
physical skills usually associated with apprenticeship to the
kinds of cognitive skills more normally associated with conventional
schooling. This extension is not as incompatible with traditional
apprenticeship as it may at first seem. The physical skills usually
associated with apprenticeship embody important cognitive skills,
if our argument for the inseparability of knowing and doing is
correct. Certainly many professions with generally acknowledged
cognitive content, such as law, medicine, architecture, and business,
have nonetheless traditionally been learned through apprenticeship.
Moreover, advanced graduate students in the
humanities, the social sciences, and the physical sciences acquire
their extremely refined research skills through the apprenticeships
they serve with senior researchers. It is then that they, like
all apprentices, must recognize and resolve the ill-defined problems
that issue out of authentic activity, in contrast to the well-defined
exercises that are typically given to them in textbooks and on
exams throughout their earlier schooling. It is at this stage,
in short, that students no longer behave as students, but as practitioners,
and develop their conceptual understanding through social interaction
and collaboration in the culture of the domain, not of the school.
In essence, cognitive apprenticeship attempts
to promote learning within the nexus of activity, tool, and culture
that we have described. Learning, both outside and inside school,
advances through collaborative social interaction and the social
construction of knowledge. Resnick has pointed out (1988) that
throughout most of their lives people learn and work collaboratively,
not individually, as they are asked to do in many schools. Lampert's
and Schoenfeld's work, Scardamalia, Bereiter, and Steinbach's
teaching of writing (1984), and Palincsar and Brown's (1984) work
with reciprocal teaching of reading all employ some form of social
interaction, social construction of knowledge, and collaboration.
Within a culture, ideas are exchanged and modified
and belief systems developed and appropriated through conversation
and narratives, so these must be promoted, not inhibited. Though
they are often anathema to traditional schooling, they are an
essential component of social interaction and, thus, of learning.
They provide access to much of the distributed knowledge and elaborate
support of the social matrix (Orr, 1987). So learning environments
must allow narratives to circulate and "war stories"'
to be added to the collective wisdom of the community.
The role of narratives and conversations is
perhaps more complex than might first appear. An intriguing role
in learning is played by "legitimate peripheral participation,"
where people who are not taking part directly in a particular
activity learn a great deal from their legitimate position on
the periphery (Lave & Wenger, in preparation). It is a mistake
to think that important discourse in learning is always direct
and declarative. This peripheral participation is particularly
important for people entering the culture. They need to observe
how practitioners at various levels behave and talk to get a sense
of how expertise is manifest in conversation and other activities.
Cognitive Apprenticeship and Collaborative
Learning
If, as we propose, learning is a process of
enculturating that is supported in part through social interaction
and the circulation of narrative, groups of practitioners are
particularly important, for it is only within groups that social
interaction and conversation can take place. Salient features
of group learning include:
Collective problem solving. Groups
are not just a convenient way to accumulate the individual knowledge
of their members. They give rise synergistically to insights and
solutions that would not come about without them (Schoenfeld,
in preparation).
Displaying multiple roles. Successful
execution of most individual tasks require students to understand
the many different roles needed for carrying out any cognitive
task. Getting one person to be able to play all the roles entailed
by au then tic activity and to reflect productively upon his or
her performance is one of the monumental tasks of education. The
group, however, permits different roles to be displayed and engenders
reflective narratives and discussions about the aptness of those
roles.
Confronting ineffective strategies
and misconceptions. We know from an extensive literature (disease,
1982, 1983, 1986; McClosky, Caramazza, & Green, 1980; White,
1983) that students have many misconceptions about qualitative
phenomena in physics. Teachers rarely have the opportunity to
hear enough of what students think to recognize when the information
that is offered back by students is only a surface retelling for
school purposes (the handing back of an uncomprehended tool, as
we described it at the beginning) that may mask deep misconceptions
about the physical world and problem solving strategies. Groups,
however, can be efficient in drawing out, confronting, and discussing
both misconceptions and ineffective strategies.
Providing collaborative work skills.
Students who are taught individually
rather than collaboratively can fail to develop skills needed
for collaborative work. In the collaborative conditions of the
workplace, knowing how to learn and work collaboratively is increasingly
important. If people are going to learn and work in conjunction
with others, they must be given the situated opportunity to develop
those skills.
In looking at Schoenfeld's and Lampert's teaching,
in noting what we believe are important features of their methods,
and in stressing social interaction and collaborative learning,
we are trying to show how teaching through a form of apprenticeship
can accommodate the new view of knowledge and learning we have
been outlining. The increasing role of the teacher as a master
to apprentices, and the teachers' use of authentic domain activity
as a major part of teaching will perhaps, once and for all, dismiss
George Bernard Shaw's scurrilous criticism of teachers, "He
who can, does. He who cannot, teaches." His comment may then
be replaced with Alexander Pope's hopeful "Let such teach
others who themselves excel."
Conclusion-Toward an Epistemology of Situated Cognition
Much research investigating situated features
of cognition remains to be done. It is, however, already possible
to begin serious reappraisal of the assumptions about learning
that underlie current classroom practice (see, for example Resnick,
1988; Shanker, 1988).
One of the particularly difficult challenges
for research (which exceptional teachers may solve independently)
is determining what should be made explicit in teaching and what
should be left implicit. A common strategy in trying to overcome
difficult pedagogic problems is to make as much as possible explicit.
Thus, we have ended up with wholly inappropriate methods of teaching.
Whatever the domain, explication often lifts implicit and possibly
even nonconceptual constraints (Cussins, 1988) out of the embedding
world and tries to make them explicit or conceptual. These now
take a place in our ontology and become something more to learn
about rather than simply something useful in learning. But indexical
representations gain their efficiency by learning much of the
context underrepresented or implicit. Future work into situated
cognition, from which educational practices will benefit, must,
among other things, try to frame a convincing account of the relationship
between explicit knowledge and implicit understanding.
We have described here only a fragment of an
agenda for a fully developed theory of situated cognition. There
remains major theoretical work to shift the traditional focus
of education. For centuries, the epistemology that has guided
educational practice has concentrated primarily on conceptual
representation and made its relation to objects in the world problematic
by assuming that, cognitively, representation is prior to all
else. A theory of situated cognition suggests that activity and
perception are importantly and epistemologically prior-at a nonconceptual
level-to conceptualization and that it is on them that more attention
needs to be focused. An epistemology that begins with activity
and perception, which are first and foremost embedded in the world,
may simply bypass the classical problem of reference-of mediating
conceptual representations.
In conclusion, the unheralded importance of
activity and enculturation to learning suggests that much common
educational practice is the victim of an inadequate epistemology.
A new epistemology might hold the key to a dramatic improvement
in learning and a completely new perspective on education.
Acknowledgment: Many of the ideas in this
paper emerged from group discussions at the Institute for Research
on Learning. We are especially grateful to James Greeno, Jean
Lave, Susan Newman, Roy Pea, and John Rheinfrank, who read earlier
drafts and commented on them with great care. We are also grateful
to Richard Burton, William Clancey, and Alan Schoenfeld for helpful
and insightful contributions. More generally, we would like to
acknowledge the influence of Jean Lave's foundational work, of
Brian Cantwell Smith's pioneering research into a theory of computation
and semantics built on notions of situatedness, embeddedness,
and embodiedness; of Susan Stucky's important new idealization
of mind in terms of "radical" efficiency rather than
rationality; and also of the work on indexicality of Philip Agre
and David Chapman.
Notes
[1] All work in this area is, to a greater or
lesser degree, built upon research of activity theorists such
as Vygotsky, Leontiev, and others. For examples of recent work,
see for instance, Rogoff and Lave, 1984; Scribner, 1984; Hutchins,
in press; Engestrom, 1987; Lave and Wenger, in preparation; and
in particular Lave, 1977, 1988a, 1988b, 1988c, in preparation.
Anyone familiar with Jean Lave's work on learning, apprenticeship,
and everyday cognition will realize at once that we are deeply
indebted to her groundbreaking work.
[2] The dictionary definitions that the students
used in writing these sentences are as follows: Correlate-be
related one to the other, meticulous-very careful;
stimulate-stir up. They were given these definitions with
little or no contextual help, so it would be unfair to regard
the students as foolish for using the words as they did.
[3]In the linguistics literature, the term deixis
is often used instead of indexicality. See, for example,
J. Fillmore, Santa Cruz Lectures.
[4] This image is, of course, not original. For
the way it is developed here, we are particularly indebted to
Richard Burton, who explored it during a symposium on education
organized by the Secretary of Education of Kentucky, and to D
N. Perkins's book, Knowledge as Design (1986).
[5]The
JPF must, of course, have access to a culture and become what
Lave and Wenger (in preparation) call a "legitimate peripheral
participant." And, of course, an apprentice usually has to
do a great deal of work. We are not trying to suggest that anything
magical occurs in the process of enculturation. (Medical interns
testify to how hard it can be.) But the process, we stress, is
not qualitatively different from what people do all the time in
adopting the behavior and belief systems of their peers.
[6] To get some sense of how foreign this is to
school tasks, it might be useful to imagine the impropriety of
a student's being given this problem and asked "Does the
dieter have a measuring cup, cutting board, and knife at hand?"
Though word problems are meant to ground theory in activity, the
things that structure activity are denied to the problem solvers.
Textbooks ask students to solve supposedly "real-life"
questions about people who do very unreal things, such as driving
at constant speeds in straight lines or filling leaking troughs
with lea king buckets. Students are usually not allowed to indulge
in real-life speculation. Their everyday inventiveness is constrained
by prescribing and proscribing ways in which the solution must
be found. The ubiquitous Mr. Smith might, after all, wisely repair
the hole in his bucket or fill the trough with a hose. Sitting
down and calculating how many journeys it will take with a leaking
bucket is probably the very last thing he would do. (See also
Lave, 1988c.)
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